Cftc dsio

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August undefined, 2024

Web1 day ago · COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 39 RIN 3038-AF21 Derivatives Clearing Organization Risk Management Regulations to Account for ... 68 This expectation is consistent with the statement of the directors of DCR and DSIO in issuing CFTC Letter No. 19-17. CFTC, Statement by the Directors of the Division of … Web(“DSIO”) has issued the advisory8 in order to “provide additional guidance to Registrants” regarding the ... [CCO] duties and requirements under CFTC regulation 3.3.”15 DSIO advises that, if applicable to a Registrant, a discussion of subpart D of part 75 of the CFTC’s regulations and applicable subpart D requirements, as well as ...

CFTC Invalidates CPO Registration Exemptions for 17 Foreign Entities CFTC

WebSep 26, 2024 · CFTC's DSIO plans 'thematic reviews' of large swap dealers and asset managers Examinations to begin in first quarter of 2024 26 September 2024 By Jeff Reeves After the swearing in of a new chairman in July, the U.S. Commodity Futures Trading Commission is staffed up and getting down to business. WebThe CFTC agrees that, except as provided herein for DSIO employees being re-assigned to DCR, there will be no change in the affected BUEs’ series, grades, pay (including locality), career ladders, or promotion opportunities as a result of the Reorganization. pal arrival in philippines

CFTC No-Action Letter 20-23: CFTC Provides Additional …

WebSep 18, 2024 · The DSIO No-Action Relief extends to a greater range of eligible end users than the CFTC’s prior relief, adding small financial institutions with less than US$10 billion in assets and certain entities addressed in a recent proposed CFTC rulemaking, namely certain community development corporations as well as bank holding companies and … WebSep 4, 2024 · On August 31, the Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) issued a no-action letter (No-Action Letter 20-23) providing additional relief to swap dealers (SDs) and other market participants related to the industry-wide initiative to transition from swaps that reference … WebApr 7, 2024 · The Commodity Futures Trading Commission and the National Futures Association in recent weeks have issued relief in response to the challenges that many market participants face in light of the coronavirus (COVID-19) pandemic. ... Subject to the relief provided by DSIO under CFTC Staff Letter 20-03, the 30.5 Foreign Broker creates … palaroya ventimiglia

RE: REQUEST FOR NO-ACTION LETTER REGARDING …

CFTC Staff Clarifies Guidance Regarding CCO Annual …

WebOct 11, 2024 · New CFTC DSIO Director Outlines Components of Regulatory Program Applicable to Asset Managers; Addresses Extension of the CFTC Initial Margin Phase-In … WebWashington, D.C. — The Commodity Futures Trading Commission today announced it has issued an order deeming the commodity pool operator (CPO) exemptions of 17 entities to be ineffective following a special call by the Division of Swap Dealer and Intermediary Oversight (DSIO). The order was approved by the Commission on July 7, 2024 and is … うさぎととらイラストWebDSIO, the ARRC is requesting no-action relief associated with upcoming discount rate changes by certain derivatives clearing organizations (“DCOs”). I. Introduction The ARRC appreciates the DSIO’s issuance of CFTC Letter No. 19-26, which provided relief from some pala rovelli moretto

"WebJan 22, 2024 · Any Registrant furnishing a CCO Annual Report to the CFTC that DSIO staff determines is not in compliance with §§ 3.3(e) and (f) may be required to submit a … " - Cftc dsio

Cftc dsio

CFTC Permits CTAs to Use Third-Party Recordkeepers; Notice Filing ...

WebMay 16, 2024 · CFTC Reduces Marketplace Barriers for Global Development Initiatives May 16, 2024 Washington, DC — The Commodity Futures Trading Commission’s Division of Swap Dealer and … WebMay 21, 2024 · April 20, 2024, Division of Swap Dealer Intermediary Oversight DSIO Commodity Futures Trading Commission CFTC permits registered commodity trading advisors third-party recordkeepers for storage ...

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WebThe CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) is the CFTC component charged with oversight of NFA and its duties. DSIO regularly assesses … WebDiversity and Inclusion at the CFTC Market Participants Division (MPD) The Market Participants Division (MPD) was formed in October 2024 as part of an agency …

WebAug 13, 2024 · DSIO’s advisory came shortly after then-CFTC chairman J. Christopher Giancarlo urged U.S. and global financial regulators to “mak [e] the relatively modest adjustment of clarifying that an entity need not have in place systems and documentation to exchange initial margin on uncleared swaps with a given counterparty if the calculated … WebJun 9, 2024 · The CFTC DSIO Division Director issued a statement reminding the industry that pooled investment vehicles that trade futures, swaps, and other commodity interests that reference digital...

Web7 hours ago · The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend its derivatives clearing organization ... On July 10, 2024, the Division … WebSIFMA AMG, the IAA, Willkie, Farr & Gallagher, and Fried, Frank, Harris, Shriver & Jacobson LLP submitted a letter to Commodity Futures Trading Commission (CFTC) DSIO calling their attention to, and requesting clarification of, statements made in the Preamble to the Part 4 Proposal published in October 2024 that have been raised in …

WebJul 20, 2024 · Oversight (DSIO) of the U.S. Commodity Futures Trading Commission (CFTC or Commission) under the Commodity Exchange Act (CEA) and CFTC regulations ... DMO and DSIO—CFTC Letter Nos. 19-28, 19-27, and 19-26, respectively—to address industry developments.

WebMay 5, 2024 · On December 4, 2024, the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) issued an advisory addressing requirements for chief compliance officer (CCO) annual reports that must be submitted to the CFTC by swap dealers (SDs), major swap participants (MSPs), and futures commission merchants (FCMs) (collectively, … pala roverella cosmè turaWebNov 19, 2024 · The US Commodity Futures Trading Commission’s (CFTC’s) Division of Swap Dealer and Intermediary Oversight (DSIO) issued CFTC Staff Letter No. 20-34 (the Advisory) on October 21, 2024, clarifying its views on the acceptance, holding, and reporting of virtual currency (e.g., bitcoin or ether) in segregated accounts by futures commission … うさぎととら別府WebFeb 21, 2024 · DSIO Exams will continue to monitor the activities of CFTC registrants including reviewing notices, risk management programs, financial statement filings, risk … pala roverellaWebOct 11, 2024 · Director Joshua B. Sterling of the CFTC’s Division of Swap Dealer and Intermediary Oversight (DSIO or Division) delivered several speeches in September and early October 2024, setting forth... うさぎととら富山Webaction relief from the Division of Swap Dealer and Intermediary Oversight (“DSIO”) of the U.S. Commodity Futures Trading Commission (“CFTC” or “Commission”) under the … うさぎととら大在WebSep 4, 2024 · On August 31, the Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) issued a no-action letter (No … うさぎととら別府市WebMay 5, 2024 · On December 4, 2024, the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) issued an advisory addressing requirements for chief compliance … うさぎととら大分